CTC Logo
CTC Logo
WHO WE ARE CAREERS JOB SEARCH NEWS & EVENTS CAMPUS RECRUITING

Compliance Full Time Chicago, Illinois

Chicago Trading Company (CTC) helps the world price and manage risk. We pride ourselves on our strong values, our entrepreneurial spirit, and our commitment to doing the right thing. Our culture is highly collaborative across traders, quants, technologists, and development teams who work together to solve the toughest problems our markets have to offer. We strive to make a positive impact on our industry, the lives of our employees, and the communities to which we belong.

The Compliance Associate will focus on managing the registration and membership process for our broker-dealer and other affiliated businesses. In addition, the Compliance Associate will assist with the implementation and administration of an effective compliance program, as well as general administration. Responsibilities will include documenting, maintaining, implementing and overseeing the necessary and diverse compliance policies and procedures. The candidate will report to the Chief Compliance Officer.

 

Responsibilities:

 

Requirements:

 

Our Benefits 

We strongly believe in the well-being of our employees and their families, so we offer outstanding benefits to support you both professionally and personally. These benefits include generous medical coverage, paid parental leave, free breakfast and lunch (plus healthy snacks, of course), wellness reimbursement, quarterly recharge days, and a variety of other benefits focused on providing the best employee experience.

 

Our Commitment to Diversity, Equity and Inclusion

At CTC, we aim to cultivate a workplace that celebrates diversity and each person feels included, engaged and empowered. Where each of us feels we belong. We are committed to having a diverse workforce and are proud to be an equal opportunity employer. We are an equal opportunity employer and consider qualified applicants without regard to race, color, religion, national origin, age, marital status, veteran status, gender expression or identity, sexual orientation, disability, citizenship, or any other legally protected class.

If you have a disability and believe you need a reasonable accommodation in order to search for a job opening or to apply for a position, please contact us by sending an email to info@chicagotrading.com. Note that emails sent to this email account for non-disability related issues, such as following up on an application, will not receive a response.

 

Compliance Associate